Filing Details
- Accession Number:
- 0001567619-22-009701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-06 17:18:28
- Reporting Period:
- 2022-05-04
- Accepted Time:
- 2022-05-06 17:18:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509261 | Rezolute Inc. | RZLT | Pharmaceutical Preparations (2834) | 273440894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1829608 | Kenneth Brian Roberts | C/O Rezolute, Inc. 201 Redwood Shores Parkway, Suite 315 Redwood City CA 94065 | Sr Vp, Clinic Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-04 | 21,052 | $3.80 | 21,052 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The Reporting Person acquired these shares of common stock in connection with the Issuer's closing of registered direct public offering on May 4, 2022.