Filing Details
- Accession Number:
- 0001567619-22-009698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-06 17:14:07
- Reporting Period:
- 2021-10-15
- Accepted Time:
- 2022-05-06 17:14:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1509261 | Rezolute Inc. | RZLT | Pharmaceutical Preparations (2834) | 273440894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1755074 | Wladimir Hogenhuis | C/O Rezolute, Inc. 201 Redwood Shores Parkway, Suite 315 Redwood City CA 94065 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-10-15 | 7,693 | $6.50 | 7,693 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-05-04 | 25,000 | $3.80 | 32,693 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The Reporting Person acquired these shares of common stock in connection with the Issuer's closing of registered direct public offering on May 4, 2022.
Billionaire Hedge Funds
