Filing Details
- Accession Number:
- 0001592386-22-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-05 20:27:54
- Reporting Period:
- 2022-05-03
- Accepted Time:
- 2022-05-05 20:27:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1592386 | Virtu Financial Inc. | VIRT | Security Brokers, Dealers & Flotation Companies (6211) | 320420206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1736674 | Stephen Cavoli | C/O Virtu Financial, Inc. 1633 Broadway New York NY 10019 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2022-05-03 | 20,000 | $28.80 | 143,277 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-05-04 | 20,696 | $29.30 | 122,581 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-05-04 | 19,304 | $29.52 | 103,277 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-05-05 | 30,000 | $28.90 | 73,277 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | $0.00 | 51,360 | 51,360 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 51,360 | 51,360 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.65 to $29.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $28.61 to $29.475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $29.48 to $29.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $28.58 to $29.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
- 9,970 of the RSUs vest on January 24, 2023. 16,999 of the RSUs vest in two installments on February 1, 2023 and February 1, 2024. 4. 24,391 of the RSUSs vest in three equal installments on February 3, 2023, February 3, 2024, and February 3, 2025.
Billionaire Hedge Funds
