Filing Details
- Accession Number:
- 0001062993-22-011545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-04 16:33:21
- Reporting Period:
- 2022-05-03
- Accepted Time:
- 2022-05-04 16:33:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1712481 | Samir Deshpande | Humana Inc. 500 W Main St Louisville KY 40202 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Humana Common | Disposition | 2022-05-03 | 3,957 | $434.19 | 5,529 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Humana Common | Options | $268.47 | 2025-02-19 | 4,014 | 4,014 | Direct | |
Humana Common | Options | $307.97 | 2026-02-25 | 5,388 | 5,388 | Direct | |
Humana Common | Options | $350.79 | 2027-02-24 | 5,730 | 5,730 | Direct | |
Humana Common | Options | $376.61 | 2028-02-22 | 4,327 | 4,327 | Direct | |
Humana Common | Options | $425.06 | 2029-02-21 | 3,836 | 3,836 | Direct | |
Humana Common | Restricted Stock Units | $0.00 | 380 | 380 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 701 | 701 | Direct | ||
Humana Common | Restricted Stock Units | $0.00 | 1,059 | 1,059 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-02-19 | 4,014 | 4,014 | Direct |
2026-02-25 | 5,388 | 5,388 | Direct |
2027-02-24 | 5,730 | 5,730 | Direct |
2028-02-22 | 4,327 | 4,327 | Direct |
2029-02-21 | 3,836 | 3,836 | Direct |
380 | 380 | Direct | |
701 | 701 | Direct | |
1,059 | 1,059 | Direct |
Footnotes
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.
- Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- All shares sold at reported price.