Filing Details
- Accession Number:
- 0000899243-22-016474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-03 20:26:44
- Reporting Period:
- 2022-04-29
- Accepted Time:
- 2022-05-03 20:26:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1818331 | Sema4 Holdings Corp. | SMFR | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404073 | L.p. Iii Holdings Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1478809 | L.p. Gp Iii Holdings Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1478815 | L.l.c. Management Gp Iii Holdings Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1575478 | L.l.c. Btoa | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1660520 | L.l.c. Associates Opportunities Tactical Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1660521 | L.l.c. Manager Holdings Bto | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1700510 | L.l.c. Gp Side-By-Side Bto | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1757294 | L.p. Esc Iii Partnership Investment Opportunities Tactical Family Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1825978 | L.p. Fd - Fund Opportunities Tactical Blackstone | C/O Blackstone Inc. 345 Park Avenue New York NY 10154 | No | No | Yes | No | |
| 1880845 | L.p. Holdings Sema4 Bto | C/O Blackstone Inc. 345 Park Ave. New York NY 10154 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-04-29 | 2,434,863 | $4.00 | 26,839,187 | No | 4 | P | Indirect | See Footnotes |
| Class A Common Stock | Acquisiton | 2022-04-29 | 50,402 | $4.00 | 555,497 | No | 4 | P | Indirect | See Footnotes |
| Class A Common Stock | Acquisiton | 2022-04-29 | 14,735 | $4.00 | 162,309 | No | 4 | P | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 100,000 | Indirect | See Footnotes |
Footnotes
- Reflects securities directly held by BTO Sema4 Holdings L.P. BTO Holdings Manager L.L.C. is the general partner of BTO Sema4 Holdings L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the managing member of Blackstone Tactical Opportunities Associates L.L.C.
- Reflects securities directly held by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C.
- Reflects securities directly held by Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P. BTO Side-by-Side GP L.L.C. is the general partner of Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P.
- Reflects securities directly held by Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV. Blackstone Alternative Solutions L.L.C. is the investment manager of Blackstone Aqua Master Sub-Fund. Blackstone Holdings I L.P. is the sole member of Blackstone Alternative Solutions L.L.C.
- Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. and the sole member of BTO Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.
- Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P.
- Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
- Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
- Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
- Purchase from the Issuer.
Billionaire Hedge Funds
