Filing Details

Accession Number:
0000899243-22-016459
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-05-03 20:04:34
Reporting Period:
2022-04-29
Accepted Time:
2022-05-03 20:04:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719492 Mark Andrew Perlmutter C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-04-29 9,945 $0.00 135,439 No 4 M Direct
Class A Common Stock Disposition 2022-05-02 3,978 $16.24 131,461 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-04-21 9,945 $0.00 9,945 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,889 No 4 M Direct
Footnotes
  1. Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.