Filing Details
- Accession Number:
- 0001480248-11-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 15:43:41
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 15:43:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198663 | J Richard Gaynor | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-01 | 20,000 | $5.56 | 31,324 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-01 | 15,000 | $12.19 | 16,324 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-01 | 8,493 | $12.19 | 7,831 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-02 | 2,281 | $12.19 | 5,550 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2011-06-03 | 10,000 | $5.56 | 15,550 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-06-03 | 7,500 | $13.04 | 8,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2011-06-01 | 20,000 | $0.00 | 20,000 | $5.56 |
| Common Stock, Par Value $.01 | Restricted Stock Unit | Acquisiton | 2011-06-02 | 69,826 | $0.00 | 69,826 | $0.00 |
| Common Stock, Par Value $.01 | Stock Option (right to buy) | Disposition | 2011-06-03 | 10,000 | $0.00 | 10,000 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 216,791 | 2020-03-01 | No | 4 | M | Direct | |
| 69,826 | No | 4 | A | Direct | ||
| 206,791 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- Sale of these shares were made by Mr. Gaynor pursuant to a Rule 10b5-1 plan adopted on February 16, 2011.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.14 to $12.27. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.15 to $12.25. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.14 to $12.30. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $13.01 to $13.04. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Of these options, one fourth vested on March 1, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to March 2011.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
- The restricted stock units vest in four equal installments beginning June 2, 2012. Shares of common stock will be delivered to the reporting person on vesting.
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