Filing Details
- Accession Number:
- 0001062993-22-011159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-05-02 13:26:56
- Reporting Period:
- 2022-04-28
- Accepted Time:
- 2022-05-02 13:26:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49071 | Humana Inc | HUM | Hospital & Medical Service Plans (6324) | 610647538 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565717 | S. Timothy Huval | Humana Inc. 500 West Main Street Louisville KY 40202 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Humana Common | Disposition | 2022-03-15 | 439 | $0.00 | 9,245 | No | 4 | G | Direct | |
| Humana Common | Disposition | 2022-04-28 | 3,477 | $443.14 | 5,768 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Humana Common | Options | $307.97 | 2026-02-25 | 2,036 | 2,036 | Direct | |
| Humana Common | Options | $350.79 | 2027-02-24 | 6,088 | 6,088 | Direct | |
| Humana Common | Options | $376.61 | 2028-02-22 | 5,003 | 5,003 | Direct | |
| Humana Common | Options | $425.06 | 2029-02-21 | 3,932 | 3,932 | Direct | |
| Humana Common | Restricted Stock Units | $0.00 | 404 | 404 | Direct | ||
| Humana Common | Restricted Stock Units | $0.00 | 811 | 811 | Direct | ||
| Humana Common | Restricted Stock Units | $0.00 | 1,085 | 1,085 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-25 | 2,036 | 2,036 | Direct |
| 2027-02-24 | 6,088 | 6,088 | Direct |
| 2028-02-22 | 5,003 | 5,003 | Direct |
| 2029-02-21 | 3,932 | 3,932 | Direct |
| 404 | 404 | Direct | |
| 811 | 811 | Direct | |
| 1,085 | 1,085 | Direct |
Footnotes
- Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
- Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- Shares disposed of represent a gift/charitable donation, effective March 15, 2022, in which no value was received in return.
- Price reported is weighted average sales price.
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