Filing Details
- Accession Number:
- 0001628280-22-011554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-29 16:55:37
- Reporting Period:
- 2022-04-27
- Accepted Time:
- 2022-04-29 16:55:37
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-04-27 | 25,000 | $6.83 | 4,556,403 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-04-28 | 5,000 | $6.77 | 4,551,403 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-04-29 | 5,000 | $6.95 | 4,546,403 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sale prices for the shares sold ranged from $6.72 to $6.96 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" includes 302,545 shares owned by Ralph Bartel in an individual capacity (Direct Ownership). The remaining shares are owned by Azzurro Capital Inc. (Indirect Ownership). Ralph Bartel is the ultimate beneficial owner of the shares held by Azzurro Capital Inc. via the Ralph Bartel 2005 Trust.
- Sale prices for the shares sold ranged from $6.75 to $6.83 per share.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" includes 297,545 shares owned by Ralph Bartel in an individual capacity (Direct Ownership). The remaining shares are owned by Azzurro Capital Inc. (Indirect Ownership). Ralph Bartel is the ultimate beneficial owner of the shares held by Azzurro Capital Inc. via the Ralph Bartel 2005 Trust.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" includes 292,545 shares owned by Ralph Bartel in an individual capacity (Direct Ownership). The remaining shares are owned by Azzurro Capital Inc. (Indirect Ownership). Ralph Bartel is the ultimate beneficial owner of the shares held by Azzurro Capital Inc. via the Ralph Bartel 2005 Trust.
Billionaire Hedge Funds
