Filing Details
- Accession Number:
- 0001398327-22-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-29 16:19:39
- Reporting Period:
- 2019-05-17
- Accepted Time:
- 2022-04-29 16:19:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1688757 | Establishment Labs Holdings Inc. | ESTA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398327 | Sheridan Nicholas Lewin | C/O Motiva Usa Llc 16192 Coastal Highway Lewes DE 19958 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-05-17 | 112 | $26.79 | 8,395 | No | 4 | P | Indirect | See Footnote |
Common Shares | Acquisiton | 2019-05-23 | 45 | $21.91 | 8,440 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 777,763 | Direct |
Footnotes
- Amount reported includes an additional 8,283 common shares of the Issuer over which the Reporting Person acquired beneficial ownership upon his marriage on November 11, 2018. Does not include 350 common shares of the Issuer subsequently purchased by the Reporting Person's spouse on March 17, 2021 and included on a Form 4 filed with the SEC on March 18, 2021. Taking into account such transaction, as of April 29, 2022, the Reporting Person has indirect beneficial ownership of 8,790 common shares of the Issuer through ownership of such shares by his spouse.
- Amount reported reflects the Reporting Person's direct beneficial ownership of common shares of the Issuer as of the date of the transactions reported herein. After giving effect to subsequent transactions by the Reporting Person as reported on Form 4 filings with the SEC since the date of the transactions reported herein, the Reporting Person has direct beneficial ownership of 780,463 common shares of the Issuer as of April 29, 2022.