Filing Details
- Accession Number:
- 0001001250-11-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 12:47:26
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 12:47:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1008091 | Jane Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-06-01 | 10,000 | $40.23 | 10,618 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-06-01 | 5,000 | $32.15 | 15,618 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-06-01 | 3,750 | $39.56 | 19,368 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-06-01 | 1,250 | $42.58 | 20,618 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2011-06-01 | 8,333 | $52.83 | 28,951 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-06-01 | 24,200 | $102.28 | 4,751 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2011-06-01 | 4,133 | $102.69 | 618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2011-06-01 | 10,000 | $0.00 | 10,000 | $40.23 |
| Class A Common Stock | Option (right to buy) | Disposition | 2011-06-01 | 5,000 | $0.00 | 5,000 | $32.15 |
| Class A Common Stock | Option (right to buy) | Disposition | 2011-06-01 | 3,750 | $0.00 | 3,750 | $39.56 |
| Class A Common Stock | Option (right to buy) | Disposition | 2011-06-01 | 1,250 | $0.00 | 1,250 | $42.58 |
| Class A Common Stock | Option (right to buy) | Disposition | 2011-06-01 | 8,333 | $0.00 | 8,333 | $52.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-22 | No | 4 | M | Direct | |
| 0 | 2012-07-10 | No | 4 | M | Direct | |
| 0 | 2016-09-20 | No | 4 | M | Direct | |
| 0 | 2017-09-21 | No | 4 | M | Direct | |
| 4,167 | 2018-09-11 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 4,778,882 | 4,778,882 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 4,778,882 | 4,778,882 | Indirect |
Footnotes
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- These options became fully exercisable on January 1, 2006.
- These options became fully exercisable on January 1, 2006.
- These options are a part of a grant of options in respect of 1,250 shares exercisable from and after January 1, 2008, 1,250 shares exercisable from and after January 1, 2019, and 1,250 shares exercisable from and after January 1, 2010.
- These options are a part of a grant of options in respect of 416 shares exercisable from and after January 1, 2009, 417 shares exercisable from and after January 1, 2010, 417 shares exercisable from and after January 1, 2011.
- These options are a part of a grant of options in respect of 4,166 shares exercisable from and after January 1, 2010, 4,167 shares exercisable from and after January 1, 2011, 4,167 shares exercisable from and after January 1, 2012.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 35,965 shares of Class A Common Stock, 4,666 of which are currently exercisable.
- Sales prices range from $101.61 to $102.59 per share, inclusive.
- Sales prices range from $102.61 to $102.79 per share, inclusive.
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