Filing Details
- Accession Number:
- 0001683168-22-002906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-25 17:26:03
- Reporting Period:
- 2022-04-21
- Accepted Time:
- 2022-04-25 17:26:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1635077 | Aclarion Inc. | ACON | Services-Medical Laboratories (8071) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1906671 | K David Neal | C/O Aclarion, Inc. 951 Mariners Island Blvd, Suite 300 San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-04-21 | 34,400 | $4.35 | 34,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants for Common Stock (right to buy) | Acquisiton | 2022-04-21 | 34,400 | $0.00 | 34,400 | $4.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
104,681 | 2022-04-21 | 2027-04-21 | No | 4 | P | Direct |
Footnotes
- In connection with the Aclarion, Inc. initial public offering ("IPO"), 34,400 units were purchased on 4/21/2022 at the public offering price of $4.35 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $4.35 per common share, and may be exercised at any time up to five years from the date of issue.