Filing Details
- Accession Number:
- 0001554795-22-000159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-22 17:10:11
- Reporting Period:
- 2022-04-19
- Accepted Time:
- 2022-04-22 17:10:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 748268 | Red Cat Holdings Inc. | RCAT | Services-Prepackaged Software (7372) | 860490034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397565 | M Jeffrey Thompson | 5 Shell Castle Club Palmas Del Mar PR 00791 | Chairman Of The Board, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-04-19 | 1,000 | $1.99 | 12,682,968 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-04-20 | 2,500 | $1.97 | 12,685,468 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2022-04-20 | 2,000 | $2.02 | 12,687,468 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Call options to buy common stock | Acquisiton | 2022-04-20 | 100 | $0.50 | 10,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 515,000 | 2022-04-20 | 2022-10-21 | No | 4 | P | Direct |
Footnotes
- Consists of: (a) 12,172,468 shares of common stock; (b) options to purchase 500,000 shares of common stock; and (c) call options to purchase 15,000 shares of common stock at a price of $3.000 per share, exercisable until October 21, 2022.
- Consists of: (a) options to purchase 500,000 shares of common stock; and (b) call options to purchase 15,000 shares of common stock at a price of $3.00 per share, exercisable until October 21, 2022.
Billionaire Hedge Funds
