Filing Details

Accession Number:
0000950142-22-001466
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-21 18:43:40
Reporting Period:
2022-04-19
Accepted Time:
2022-04-21 18:43:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910612 Cbl & Associates Properties Inc CBL Real Estate Investment Trusts (6798) 621545718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949509 Oaktree Capital Management Lp 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1402746 Oaktree Fund Gp I, L.p. 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1403530 Oaktree Capital I, L.p. 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1407178 Ocm Holdings I, Llc 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1407181 Oaktree Holdings, Llc 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1474239 Oaktree Value Opportunities Fund Gp, L.p. 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1474240 Ltd. Gp Fund Opportunities Value Oaktree 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1474241 Oaktree Value Opportunities Fund Holdings, L.p. 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1499005 Oaktree Fund Gp, Llc 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
1892307 Ocm Xb Cbl-E Holdings, Llc 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-04-19 50,000 $32.40 535,735 No 4 S Indirect See footnotes
Common Stock Disposition 2022-04-19 535,735 $30.87 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,983,967 Indirect See footnotes
Footnotes
  1. Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").
  2. Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").
  3. This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)
  4. (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (con't in FN5)
  5. (con't from FN4) (xv) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and (xvi) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.