Filing Details
- Accession Number:
- 0000950142-22-001466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-21 18:43:40
- Reporting Period:
- 2022-04-19
- Accepted Time:
- 2022-04-21 18:43:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949509 | Oaktree Capital Management Lp | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1402746 | Oaktree Fund Gp I, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1403530 | Oaktree Capital I, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1407178 | Ocm Holdings I, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1407181 | Oaktree Holdings, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1474239 | Oaktree Value Opportunities Fund Gp, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1474240 | Ltd. Gp Fund Opportunities Value Oaktree | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1474241 | Oaktree Value Opportunities Fund Holdings, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1499005 | Oaktree Fund Gp, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No | |
1892307 | Ocm Xb Cbl-E Holdings, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-04-19 | 50,000 | $32.40 | 535,735 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2022-04-19 | 535,735 | $30.87 | 0 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,983,967 | Indirect | See footnotes |
Footnotes
- Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").
- Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").
- This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)
- (con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (con't in FN5)
- (con't from FN4) (xv) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and (xvi) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.