Filing Details
- Accession Number:
- 0000057528-11-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-03 10:53:53
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-03
- Accepted Time:
- 2011-06-03 10:53:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
57528 | Snyder's-Lance Inc. | LNCE | Cookies & Crackers (2052) | 560292920 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507350 | A Patricia Warehime | 13024 Ballantyne Corporate Place Suite 900 Charlotte NC 28277 | Yes | No | Yes | No | |
1507351 | A Michael Warehime | 13024 Ballantyne Corporate Place Suite 900 Charlotte NC 28277 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
$.83-1/3 Par Value Common Stock | Acquisiton | 2011-06-02 | 5,000 | $21.10 | 9,946,193 | No | 4 | P | Direct | |
$.83-1/3 Par Value Common Stock | Acquisiton | 2011-06-02 | 11,347 | $21.05 | 9,957,540 | No | 4 | P | Direct | |
$.83-1/3 Par Value Common Stock | Acquisiton | 2011-06-02 | 3,142 | $21.10 | 833,218 | No | 4 | P | Direct | |
$.83-1/3 Par Value Common Stock | Acquisiton | 2011-06-01 | 7,581 | $21.17 | 1,012,073 | No | 4 | P | Indirect | By Warehime Enterprises, Inc. |
$.83-1/3 Par Value Common Stock | Acquisiton | 2011-06-01 | 2,636 | $21.17 | 351,997 | No | 4 | P | Indirect | By MAW Associates, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Warehime Enterprises, Inc. |
No | 4 | P | Indirect | By MAW Associates, LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $2.88 | 2010-12-06 | 2018-03-31 | 29,877 | 29,877 | Direct |
Common Stock | Option (right to buy) | $6.26 | 2010-12-06 | 2022-03-31 | 30,310 | 30,310 | Direct |
Common Stock | Option (right to buy) | $6.68 | 2010-12-06 | 2023-03-31 | 20,568 | 20,568 | Direct |
Common Stock | Option (right to buy) | $6.47 | 2010-12-06 | 2024-03-31 | 12,990 | 12,990 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-03-31 | 29,877 | 29,877 | Direct |
2022-03-31 | 30,310 | 30,310 | Direct |
2023-03-31 | 20,568 | 20,568 | Direct |
2024-03-31 | 12,990 | 12,990 | Direct |
Footnotes
- Received in exchange for shares of Snyder's of Hanover, Inc. ("SOH") common stock pursuant to the Agreement and Plan of Merger among SOH, Lance, Inc. and Lima Merger Corp. ("Merger Agreement").
- These securities are owned by Michael A. Warehime ("MAW"), who is member of a "group" with his spouse, Patricia A. Warehime ("PAW"), for purposes of Section 13(d) of the Exchange Act. PAW's beneficial ownership of such securities is indirect.
- These securities are owned by PAW. MAW's beneficial ownership of such securities is indirect.
- These securities are owned by Warehime Enterprises, Inc. ("WEI"). MAW is the majority owner, chairman and an executive officer of WEI. MAW's and PAW's beneficial ownership of such securities is indirect.
- These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP, and MAW is an executive officer of LP. MAW's and PAW's beneficial ownership of such securities is indirect.
- Received pursuant to the Merger Agreement in exchange for outstanding SOH options.
- These securities are owned by MAW. PAW's beneficial ownership of such securities is indirect.