Filing Details

Accession Number:
0001554795-22-000155
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-20 15:58:56
Reporting Period:
2022-04-18
Accepted Time:
2022-04-20 15:58:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
748268 Red Cat Holdings Inc. RCAT Services-Prepackaged Software (7372) 860490034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397565 M Jeffrey Thompson 5 Shell Castle Club
Palmas Del Mar PR 00791
Chairman Of The Board, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-04-18 2,000 $1.91 12,676,468 No 4 P Direct
Common Stock Acquisiton 2022-04-18 500 $1.92 12,676,968 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Call options to buy common stock Acquisiton 2022-04-18 50 $0.50 5,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2022-04-18 2022-10-21 No 4 P Direct