Filing Details
- Accession Number:
- 0001140361-11-031103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 21:36:30
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 21:36:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515728 | Shawn Conway | C/O Peet'S Coffee &Amp; Tea, Inc. 1400 Park Avenue Emeryville CA 94608 | Vp, Chief Supply Chain Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 600 | $33.57 | 1,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 600 | $51.26 | 1,235 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-01 | 1,875 | $39.51 | 3,110 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-01 | 12,733 | $33.57 | 15,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 15,843 | $51.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-05-31 | 600 | $0.00 | 600 | $33.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-01 | 12,733 | $0.00 | 12,733 | $33.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-01 | 1,875 | $0.00 | 1,875 | $39.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,400 | 2020-01-14 | No | 4 | M | Direct | |
| 36,667 | 2020-01-14 | No | 4 | M | Direct | |
| 5,625 | 2020-04-14 | No | 4 | M | Direct |
Footnotes
- Includes 614 shares acquired on March 31, 2011 pursuant to the Issuer's Employee Stock Purchase Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $51.08 to $51.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% of the shares on the one year anniversary of January 15, 2010 and in equal monthly installments thereafter over 4 years.
- Inapplicable.
- The option vests as to 25% of the shares in equal annual installments over 4 years from April 15, 2010.
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