Filing Details
- Accession Number:
- 0001140361-11-031101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 21:25:05
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 21:25:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917968 | Peets Coffee & Tea Inc | PEET | Miscellaneous Food Preparations & Kindred Products (2090) | 910863396 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211694 | David Deno | Peet'S Coffee &Amp; Tea, Inc. 1400 Park Avenue Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-01 | 4,000 | $25.40 | 10,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-01 | 4,000 | $51.32 | 6,900 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-02 | 11,000 | $25.40 | 17,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-02 | 11,000 | $50.17 | 6,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to Buy) | Acquisiton | 2011-05-31 | 5,000 | $0.00 | 5,000 | $50.89 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-06-01 | 4,000 | $0.00 | 4,000 | $25.40 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-06-02 | 11,000 | $0.00 | 11,000 | $25.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2021-05-30 | No | 4 | A | Direct | |
| 13,500 | 2016-08-22 | No | 4 | M | Direct | |
| 2,500 | 2016-08-22 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $51.28 to $52.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $50.00 to $50.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests fully on May 27, 2012.
- Inapplicable.
- Fully vested.
Billionaire Hedge Funds
