Filing Details

Accession Number:
0001829126-22-008372
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-18 21:55:23
Reporting Period:
2022-04-14
Accepted Time:
2022-04-18 21:55:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642380 Oncocyte Corp OCX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590144 Pura Vida Investments, Llc 512 W 22Nd Street
7Th Floor
New York NY 10011
No No Yes No
1789193 Efrem Kamen C/O Pura Vida Investments, Llc
888 7Th Avenue, 6Th Floor
New York NY 10106
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-04-14 1,665,898 $1.33 7,350,447 No 4 P Indirect By Pura Vida Master Fund, Ltd.
Common Stock Acquisiton 2022-04-14 30,790 $1.23 7,381,237 No 4 P Indirect By Pura Vida Master Fund, Ltd.
Common Stock Acquisiton 2022-04-14 92,370 $1.26 7,473,607 No 4 P Indirect By Pura Vida Master Fund, Ltd.
Common Stock Acquisiton 2022-04-14 1,916,419 $1.33 8,455,823 No 4 P Indirect By the Managed Accounts
Common Stock Acquisiton 2022-04-14 19,210 $1.23 8,475,033 No 4 P Indirect By the Managed Accounts
Common Stock Acquisiton 2022-04-14 57,630 $1.26 8,532,663 No 4 P Indirect By the Managed Accounts
Common Stock Acquisiton 2022-04-14 767,952 $1.33 767,952 No 4 P Indirect By Pura Vida X Fund LP
Common Stock Acquisiton 2022-04-14 1,381,438 $1.33 1,381,438 No 4 P Indirect By the Retirement Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pura Vida Master Fund, Ltd.
No 4 P Indirect By Pura Vida Master Fund, Ltd.
No 4 P Indirect By Pura Vida Master Fund, Ltd.
No 4 P Indirect By the Managed Accounts
No 4 P Indirect By the Managed Accounts
No 4 P Indirect By the Managed Accounts
No 4 P Indirect By Pura Vida X Fund LP
No 4 P Indirect By the Retirement Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase common stock Acquisiton 2022-04-14 832,949 $0.00 832,949 $1.53
Common Stock Warrant to purchase common stock Acquisiton 2022-04-14 383,976 $0.00 383,976 $1.53
Common Stock Warrant to purchase common stock Acquisiton 2022-04-14 690,719 $0.00 690,719 $1.53
Common Stock Warrant to purchase common stock Acquisiton 2022-04-14 958,209 $0.00 958,209 $1.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
832,949 2022-04-19 2027-04-19 No 4 P Indirect
383,976 2022-04-19 2027-04-19 No 4 P Indirect
690,719 2022-04-19 2027-04-19 No 4 P Indirect
958,209 2022-04-19 2027-04-19 No 4 P Indirect
Footnotes
  1. Each share of common stock was purchased together with one warrant to purchase 0.5 shares of common stock at a combined offering price of $1.3325.
  2. Shares reported herein are owned by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida X Fund LP (the "Pura Vida X Fund"), Lockheed Martin Corporation Master Retirement Trust (the "Retirement Trust"), and certain separately managed accounts (the "Managed Accounts," collectively the "Client Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager or sub-adviser to the Client Accounts. Efrem Kamen serves as the Managing Member of PVI.
  3. By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Client Accounts. This report shall not be deemed an admission that the Reporting Persons are beneficial owners of the securities for purposes of Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of the Reporting Person's pecuniary interest therein, if any.
  4. The Warrants are subject to an ownership blocker provision that prevents the holder from exercising the Warrants if it would beneficially hold more than 19.99% of the common stock following such exercise.