Filing Details
- Accession Number:
- 0001829126-22-008372
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-18 21:55:23
- Reporting Period:
- 2022-04-14
- Accepted Time:
- 2022-04-18 21:55:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1642380 | Oncocyte Corp | OCX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590144 | Pura Vida Investments, Llc | 512 W 22Nd Street 7Th Floor New York NY 10011 | No | No | Yes | No | |
1789193 | Efrem Kamen | C/O Pura Vida Investments, Llc 888 7Th Avenue, 6Th Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-04-14 | 1,665,898 | $1.33 | 7,350,447 | No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
Common Stock | Acquisiton | 2022-04-14 | 30,790 | $1.23 | 7,381,237 | No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
Common Stock | Acquisiton | 2022-04-14 | 92,370 | $1.26 | 7,473,607 | No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
Common Stock | Acquisiton | 2022-04-14 | 1,916,419 | $1.33 | 8,455,823 | No | 4 | P | Indirect | By the Managed Accounts |
Common Stock | Acquisiton | 2022-04-14 | 19,210 | $1.23 | 8,475,033 | No | 4 | P | Indirect | By the Managed Accounts |
Common Stock | Acquisiton | 2022-04-14 | 57,630 | $1.26 | 8,532,663 | No | 4 | P | Indirect | By the Managed Accounts |
Common Stock | Acquisiton | 2022-04-14 | 767,952 | $1.33 | 767,952 | No | 4 | P | Indirect | By Pura Vida X Fund LP |
Common Stock | Acquisiton | 2022-04-14 | 1,381,438 | $1.33 | 1,381,438 | No | 4 | P | Indirect | By the Retirement Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
No | 4 | P | Indirect | By Pura Vida Master Fund, Ltd. |
No | 4 | P | Indirect | By the Managed Accounts |
No | 4 | P | Indirect | By the Managed Accounts |
No | 4 | P | Indirect | By the Managed Accounts |
No | 4 | P | Indirect | By Pura Vida X Fund LP |
No | 4 | P | Indirect | By the Retirement Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase common stock | Acquisiton | 2022-04-14 | 832,949 | $0.00 | 832,949 | $1.53 |
Common Stock | Warrant to purchase common stock | Acquisiton | 2022-04-14 | 383,976 | $0.00 | 383,976 | $1.53 |
Common Stock | Warrant to purchase common stock | Acquisiton | 2022-04-14 | 690,719 | $0.00 | 690,719 | $1.53 |
Common Stock | Warrant to purchase common stock | Acquisiton | 2022-04-14 | 958,209 | $0.00 | 958,209 | $1.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
832,949 | 2022-04-19 | 2027-04-19 | No | 4 | P | Indirect |
383,976 | 2022-04-19 | 2027-04-19 | No | 4 | P | Indirect |
690,719 | 2022-04-19 | 2027-04-19 | No | 4 | P | Indirect |
958,209 | 2022-04-19 | 2027-04-19 | No | 4 | P | Indirect |
Footnotes
- Each share of common stock was purchased together with one warrant to purchase 0.5 shares of common stock at a combined offering price of $1.3325.
- Shares reported herein are owned by Pura Vida Master Fund, Ltd. (the "Pura Vida Master Fund"), Pura Vida X Fund LP (the "Pura Vida X Fund"), Lockheed Martin Corporation Master Retirement Trust (the "Retirement Trust"), and certain separately managed accounts (the "Managed Accounts," collectively the "Client Accounts"). Pura Vida Investments, LLC ("PVI") serves as the investment manager or sub-adviser to the Client Accounts. Efrem Kamen serves as the Managing Member of PVI.
- By virtue of these relationships, the Reporting Persons may be deemed to have shared voting and dispositive power with respect to the securities owned directly by the Client Accounts. This report shall not be deemed an admission that the Reporting Persons are beneficial owners of the securities for purposes of Sections 13 and 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of the Reporting Person's pecuniary interest therein, if any.
- The Warrants are subject to an ownership blocker provision that prevents the holder from exercising the Warrants if it would beneficially hold more than 19.99% of the common stock following such exercise.