Filing Details
- Accession Number:
- 0001140361-11-031094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 20:48:14
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 20:48:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46640 | Heinz H J Co | HNZ | Canned, Frozen & Preservd Fruit, Veg & Food Specialties (2030) | 250542520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199101 | R William Johnson | H. J. Heinz Company P.o. Box 57 Pittsburgh PA 15230 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Acquisiton | 2011-05-31 | 101,727 | $41.92 | 1,124,616 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2011-05-31 | 101,727 | $54.75 | 1,022,889 | No | 4 | S | Direct | |
| Common Stock, $.25 Par Value | Acquisiton | 2011-05-31 | 221,597 | $41.92 | 1,244,486 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2011-05-31 | 190,138 | $54.80 | 1,054,348 | No | 4 | F | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2011-05-31 | 294,363 | $37.06 | 1,348,711 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2011-05-31 | 236,806 | $54.80 | 1,111,905 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2011-05-31 | 101,727 | $0.00 | 101,727 | $41.92 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2011-05-31 | 221,597 | $0.00 | 221,597 | $41.92 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Disposition | 2011-05-31 | 294,363 | $0.00 | 294,363 | $37.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-01 | No | 4 | M | Direct | |
| 0 | 2013-09-01 | No | 4 | M | Direct | |
| 0 | 2014-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.25 Par Value | 104,297 | Indirect | H. J. Heinz Company Employee Retirement and Savings Plan Account as of April 30, 2011. |
Footnotes
- Includes 7,192 shares held in the Heinz Global Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $54.57 - $54.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was affected.
- Option vested in 25% increments on each of the following dates: 09/01/2007; 09/01/2008; 09/01/2009; 09/01/2010.
- Option vested in 25% increments on each of the following dates: 09/01/2007; 09/01/2008; 09/01/2009; 09/01/2010.
- Option vested in 25% increments on each of the following dates: 05/19/2005; 05/19/2006; 05/19/2007; 05/19/2008.
Billionaire Hedge Funds
