Filing Details
- Accession Number:
- 0001112679-11-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 19:10:55
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 19:10:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201584 | Ruthann Quindlen | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 10,000 | $14.29 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 10,000 | $57.10 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 15,000 | $37.99 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 15,000 | $57.10 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-05-31 | 10,000 | $0.00 | 10,000 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2011-05-31 | 15,000 | $0.00 | 15,000 | $37.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,334 | 2015-07-15 | No | 4 | M | Direct | |
| 0 | 2017-05-04 | No | 4 | M | Direct |
Footnotes
- Shares sold on the Open Market are reported as an average sell price per share of $57.10; breakdown of shares sold and per share sale prices are as follows: 100 at $56.89; 100 at $56.90; 600 at $56.91; 683 at $56.92; 417 at $56.93; 900 at $56.94; 300 at $56.95; 400 at $56.96; 800 at $56.97; 1,586 at $56.98; 800 at $56.99; 415 at $57.00; 614 at $57.01; 542 at $57.02; 600 at $57.03; 358 at $57.04; 300 at $57.05; 100 at $57.06; 1,200 at $57.07; 730 at $57.08; 500 at $57.09; 700 at $57.10; 1,270 at $57.11; 300 at $57.12; 900 at $57.13; 600 at $57.14; 880 at $57.15; 1,900 at $57.16;400 at $57.17; 600 at $57.18; 200 at $57.19; 500 at $57.20; 300 at $57.21; 400 at $57.22; 800 at $57.23; 300 at $57.24; 100 at $57.25; 200 at $57.26; 100 at $57.27; 400 at $57.28; 100 at $57.29; 200 at $57.31; 600 at $57.32; 505 at $57.33; 100 at $57.34; 200 at $57.35; 100 at $57.38; 200 at $57.50 and 100 at $57.51.
- Granted July 15, 2008; vests monthly over 3 years.
- Granted May 4, 2010; vests monthly over 1 year.
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