Filing Details
- Accession Number:
- 0000920371-11-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 18:52:31
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 18:52:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920371 | Simpson Manufacturing Co Inc | NYSE:SSD | Cutlery, Handtools & General Hardware (3420) | 943196943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025790 | Barclay Simpson | 5956 W. Las Positas Blvd. Pleasanton CA 94588 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-01 | 125,000 | $27.60 | 475,000 | No | 4 | S | Indirect | By nonprofit public benefit corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By nonprofit public benefit corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,704,288 | Direct | |
Common Stock | 1,000,000 | Indirect | Shares are owned by Sharon H. Simpson, wife of Barclay Simpson, as sole and separate property |
Common Stock | 6,093 | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options on Common Stock | $32.63 | 2012-02-03 | 2016-02-03 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-02-03 | 2,000 | 2,000 | Direct |
Footnotes
- The shares were sold to Simpson Manufacturing Co., Inc. in a private transaction. The price per share equaled the closing price reported by the New York Stock Exchange on June 1, 2011.
- The shares are owned by the Simpson PSB Fund, a California nonprofit public benefit corporation (the "Fund"), of which Barclay Simpson is a Director. Barclay Simpson disclaims beneficial ownership of these shares. In addition, the Fund could be deemed a 10% owner of the common stock of the issuer if it were to be deemed part of a group with Barclay Simpson within the meaning of section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The Fund and Barclay Simpson disclaim the existence of any such group.
- The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which Barclay Simpson is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.
- This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant.