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Home > Insider Trading > Filing (0001019056-22-000323)

Filing Details

Accession Number:: 0001019056-22-000323
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2022-04-08 09:44:44
Reporting Period:: 2022-04-06

Accepted Time:: 2022-04-08 09:44:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
872912	Delcath Systems Inc.	DCTH	Surgical & Medical Instruments & Apparatus (3841)	061245881

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623082	J A Steven Salamon	C/O Rosalind Advisors, Inc. 175 Bloor Street Suite 1316, North Tower Toronto A6 M5R 2L4		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2022-04-06	1,000	$6.49	422,500	No	5	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds
Common Shares	Acquisiton	2022-04-07	1,000	$6.41	423,500	No	5	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds
No	5	P	Indirect	By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds

Footnotes

Includes 421,500 previously reported as of December 30, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".
Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.