Filing Details
- Accession Number:
- 0001019056-22-000322
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-08 09:43:54
- Reporting Period:
- 2022-04-06
- Accepted Time:
- 2022-04-08 09:43:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 872912 | Delcath Systems Inc. | DCTH | Surgical & Medical Instruments & Apparatus (3841) | 061245881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622627 | Rosalind Advisors, Inc. | 175 Bloor Street Suite 1316, North Tower Toronto A6 M4W 3R8 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2022-04-06 | 1,000 | $6.49 | 424,500 | No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| Common Shares | Acquisiton | 2022-04-07 | 1,000 | $6.41 | 425,500 | No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| No | 4 | P | Indirect | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
Footnotes
- Includes 423,500 previously reported as of December 30, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds".
- Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.
Billionaire Hedge Funds
