Filing Details
- Accession Number:
- 0001181431-11-034408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 17:43:34
- Reporting Period:
- 2011-06-01
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 17:43:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137895 | P Kevin Westfall | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Svp - Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-31 | 19,002 | $20.94 | 30,515 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-31 | 998 | $18.02 | 31,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-31 | 20,000 | $34.80 | 11,513 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 14,002 | $21.59 | 25,515 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-01 | 5,998 | $20.94 | 31,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-01 | 20,000 | $35.01 | 11,513 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-31 | 19,002 | $0.00 | 19,002 | $20.94 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-31 | 998 | $0.00 | 998 | $18.02 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 14,002 | $0.00 | 14,002 | $21.59 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-01 | 5,998 | $0.00 | 5,998 | $20.94 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2011-06-01 | 3,329 | $0.00 | 3,329 | $34.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,998 | 2015-09-07 | No | 4 | M | Direct | |
2,994 | 2019-03-02 | No | 4 | M | Direct | |
38,648 | 2015-08-01 | No | 4 | M | Direct | |
0 | 2015-09-07 | No | 4 | M | Direct | |
3,329 | 2021-03-01 | No | 4 | A | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.80 to $34.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $35.00 to $35.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option, representing a right to purchase a total of 25,000 shares (as of the grant date) at an exercise price equal to $20.94 per share, vested as to 25% of the underlying shares on each of the first, second, third and fourth anniversaries of September 7, 2005.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009, subject to continuous employment with the Company.
- The option, representing a right to purchase a total of 52,650 shares (as of the grant date) at an exercise price equal to $21.59 per share, vested as to 25% of the underlying shares on each of the first, second, third and fourth anniversaries of August 1, 2005.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011, subject to continuous employment with the Company.