Filing Details

Accession Number:
0001104659-22-043673
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-04-07 17:01:36
Reporting Period:
2022-04-05
Accepted Time:
2022-04-07 17:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897802 Special Opportunities Fund Inc. SPE (0) 133702911
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222911 Gerald Hellerman 5431 Nw 21St Avenue
Boca Raton FL 33496
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-04-05 5,333 $15.69 37,984 No 4 D Direct
Common Stock Acquisiton 2022-04-06 1,500 $14.94 39,484 No 4 P Direct
Common Stock Acquisiton 2022-04-06 2,000 $14.77 41,484 No 4 P Direct
Common Stock Acquisiton 2022-04-06 1,000 $14.73 42,484 No 4 P Direct
Common Stock Acquisiton 2022-04-06 100 $14.65 42,584 No 4 P Direct
Common Stock Acquisiton 2022-04-06 1,000 $14.66 43,584 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
  2. Includes shares acquired through reinvested distributions.