Filing Details
- Accession Number:
- 0001127602-22-011526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-05 16:08:15
- Reporting Period:
- 2022-04-04
- Accepted Time:
- 2022-04-05 16:08:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492422 | Apellis Pharmaceuticals Inc. | APLS | Pharmaceutical Preparations (2834) | 271537290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651281 | Lukas Scheibler | C/O Apellis Pharmaceuticals, Inc. 100 Fifth Avenue, 3Rd Floor Waltham MA 02451 | Chief Innovation Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-04-04 | 3,504 | $13.85 | 55,737 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-04-04 | 818 | $55.84 | 54,919 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-04-04 | 1,437 | $56.86 | 53,482 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-04-04 | 1,249 | $57.81 | 52,233 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-04-04 | 3,504 | $0.00 | 3,504 | $13.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2029-02-07 | No | 4 | M | Direct |
Footnotes
- This is a scheduled exercise and sale from 10B5-1 trading plan.
- The sale price range within $1.00. Max. $55.21 - Min. $56.13
- The sale price range within $1.00. Max. $56.34 - Min. $57.22
- The sale price range within $1.00. Max. $57.37 - Min. $58.29.
- This represents a stock option grant made on 02/08/2019 that vests as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to the satisfaction of a specified performance condition and continued service.