Filing Details
- Accession Number:
- 0001140361-11-031024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 16:45:14
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 16:45:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 885721 | Express Scripts Inc | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 431420563 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235686 | Seymour Sternberg | C/O Express Scripts, Inc. One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 18,740 | $17.97 | 23,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-31 | 5,654 | $59.56 | 17,603 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2011-06-01 | 13,086 | $58.85 | 4,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts, Inc. Common Stock | Stock Appreciation Right | Acquisiton | 2011-05-31 | 18,740 | $0.00 | 18,740 | $17.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,758 | Indirect | By spouse |
| Common Stock | 32,050 | Indirect | By GRAT |
Footnotes
- Stock Appreciation Right vests in three equal installments on the first three anniversaries of the grant date.
- Stock Appreciation Right granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan.
Billionaire Hedge Funds
