Filing Details

Accession Number:
0001209191-11-032523
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-02 16:28:48
Reporting Period:
2011-06-01
Filing Date:
2011-06-02
Accepted Time:
2011-06-02 16:28:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766704 Health Care Reit Inc HCN Real Estate Investment Trusts (6798) 341096634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242823 Jr J Charles Herman 4500 Dorr Street
Toledo OH 43615
Evp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-01 1,720 $36.50 38,019 No 4 M Direct
Common Stock Acquisiton 2011-06-01 6,745 $45.73 44,764 No 4 M Direct
Common Stock Acquisiton 2011-06-01 8,438 $40.83 53,202 No 4 M Direct
Common Stock Acquisiton 2011-06-01 7,887 $37.00 61,089 No 4 M Direct
Common Stock Acquisiton 2011-06-01 4,756 $43.29 65,845 No 4 M Direct
Common Stock Disposition 2011-06-01 29,546 $52.51 36,299 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option (Right to Buy) Disposition 2011-06-01 1,720 $0.00 3,803 $36.50
Common Option (Right to Buy) Disposition 2011-06-01 6,745 $0.00 11,279 $45.73
Common Option (Right to Buy) Disposition 2011-06-01 8,438 $0.00 21,166 $40.83
Common Option (Right to Buy) Disposition 2011-06-01 7,887 $0.00 31,547 $37.00
Common Option (Right to Buy) Disposition 2011-06-01 4,756 $0.00 23,776 $43.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,083 2007-01-15 2016-01-23 No 4 M Direct
4,534 2008-01-15 2017-01-22 No 4 M Direct
12,728 2009-01-15 2018-01-21 No 4 M Direct
23,660 2011-01-15 2019-01-29 No 4 M Direct
19,020 2011-01-15 2020-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,739 Indirect LLC
Footnotes
  1. The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
  2. Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 6,881 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested January 15 of each of 2007, 2008 and 2009, options for the purchase of 416 shares vested on January 15, 2010 and options for the purchase of 2,136 shares vested on January 15, 2011.
  3. The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
  4. Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been report. Options for the purchase of 2,257 shares vested on January 15, 2008, options for the purchase of 2,256 shares vested on January 15 of each of 2009 and 2010, options for the purchase of 2,255 shares vested on January 15, 2011 and options for the purchase of 2,255 shares will vest on January 15, 2012.
  5. Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 4,220 shares has previously been reported. Of the remaining options, options for the purchase of 858 shares vested on January 15, 2009, options for the purchase of 5,077 shares vested on January 15 of each of 2010 and 2011 and options for the purchase of 5,077 shares will vest on January 15 of each of 2012 and 2013.
  6. Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 7,887 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2011 and options for the purchase of 7,887 shares will vest on January 15 of each of 2012 and 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014.
  7. Options for the purchase of 23,776 shares of common stock at $43.29 per share were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. Options for the purchase of 4,756 shares vested on January 15, 2011 and options for the purchase of 4,755 shares will vest on January 15 of each of 2012, 2013, 2014 and 2015.
  8. The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.