Filing Details
- Accession Number:
- 0001214457-11-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 16:23:41
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 16:23:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214457 | J Joseph Owen | 140 John James Audubon Parkway Amherst NY 14228 | Vp - Supply Chain Mgmt | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-31 | 2,392 | $13.27 | 12,852 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-31 | 879 | $18.24 | 13,731 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-31 | 1,192 | $19.58 | 12,539 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-31 | 2,079 | $19.58 | 10,460 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2011-05-31 | 2,392 | $0.00 | 2,392 | $13.27 |
Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2011-05-31 | 879 | $0.00 | 879 | $18.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,393 | 2010-05-18 | 2019-05-17 | No | 4 | M | Direct |
2,637 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,460 | Direct | |
Common Stock | 2,120 | Direct | |
Common Stock | 1,327 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 1,660 | 1,660 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 1,660 | 1,660 | Direct |
Footnotes
- Includes 3,248 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 1,276 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 584 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, and the remaining 1,388 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- Originally a 4,785 share stock option, reporting person exercized 2,392 options on 5/31/2011, the remaining 2,393 options are exercizable 50% per year for two years beginning 5/18/2012, if reporting person remains an employee of issuer.
- Originally a 3,516 share stock option, reporting person exercized 879 options on 5/31/2011, the remaining 2,637 options are exercizable 33 1/3% per year for three years beginning 5/18/2012, if reporting person remains an employee of issuer.