Filing Details

Accession Number:
0001214457-11-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-02 16:23:19
Reporting Period:
2011-05-31
Filing Date:
2011-06-02
Accepted Time:
2011-06-02 16:23:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214457 J Joseph Owen 140 John James Audubon Parkway
Amherst NY 14228
Vp - Supply Chain Mgmt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-31 10,000 $10.00 20,460 No 4 M Direct
Common Stock Acquisiton 2011-05-31 7,500 $5.46 27,960 No 4 M Direct
Common Stock Disposition 2011-05-31 500 $19.36 27,460 No 4 S Direct
Common Stock Disposition 2011-05-31 1,120 $19.37 26,340 No 4 S Direct
Common Stock Disposition 2011-05-31 276 $19.37 26,064 No 4 S Direct
Common Stock Disposition 2011-05-31 424 $19.38 25,640 No 4 S Direct
Common Stock Disposition 2011-05-31 300 $19.38 25,340 No 4 S Direct
Common Stock Disposition 2011-05-31 500 $19.39 24,840 No 4 S Direct
Common Stock Disposition 2011-05-31 900 $19.40 23,940 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.41 23,840 No 4 S Direct
Common Stock Disposition 2011-05-31 800 $19.41 23,040 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.42 22,940 No 4 S Direct
Common Stock Disposition 2011-05-31 500 $19.42 22,440 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.42 22,340 No 4 S Direct
Common Stock Disposition 2011-05-31 200 $19.43 22,140 No 4 S Direct
Common Stock Disposition 2011-05-31 1,490 $19.43 20,650 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.44 20,550 No 4 S Direct
Common Stock Disposition 2011-05-31 2,750 $19.44 17,800 No 4 S Direct
Common Stock Disposition 2011-05-31 900 $19.44 16,900 No 4 S Direct
Common Stock Disposition 2011-05-31 200 $19.45 16,700 No 4 S Direct
Common Stock Disposition 2011-05-31 2,841 $19.45 13,859 No 4 S Direct
Common Stock Disposition 2011-05-31 1,533 $19.46 12,326 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.46 12,226 No 4 S Direct
Common Stock Disposition 2011-05-31 100 $19.46 12,126 No 4 S Direct
Common Stock Disposition 2011-05-31 766 $19.47 11,360 No 4 S Direct
Common Stock Disposition 2011-05-31 700 $19.49 10,660 No 4 S Direct
Common Stock Disposition 2011-05-31 200 $19.50 10,460 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Options (Right to Buy) Disposition 2011-05-31 10,000 $0.00 10,000 $10.00
Common Stock Incentive Stock Options (Right to Buy) Disposition 2011-05-31 7,500 $0.00 7,500 $5.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-20 2011-08-19 No 4 M Direct
0 2005-05-17 2014-05-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,460 Direct
Common Stock 2,120 Direct
Common Stock 1,327 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options (Right to Buy) $28.45 2009-05-19 2018-05-18 1,660 1,660 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.27 2010-05-18 2019-05-17 4,785 4,785 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.24 2011-05-17 2020-05-16 3,516 3,516 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 1,660 1,660 Direct
2019-05-17 4,785 4,785 Direct
2020-05-16 3,516 3,516 Direct
Footnotes
  1. Includes 3,248 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 1,276 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 584 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, and the remaining 1,388 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. Originally a 40,500 share stock option, reporting person exercised 10,500 options on 2/13/2006, 2,500 options on 4/11/2006, 5,000 options on 4/20/2006, 2,500 options on 2/14/2011, 10,000 options on 4/1/2011 and 10,000 options on 5/31/2011.
  4. Originally a 30,000 share stock option, reporting person exercised 7,500 options on 7/28/2005, 7,500 options on 6/11/2007, 7,500 options on 2/08/2008 and 7,500 options on 5/31/2011.
  5. Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
  6. Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.