Filing Details

Accession Number:
0001209191-11-032516
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-02 16:20:06
Reporting Period:
2011-06-01
Filing Date:
2011-06-02
Accepted Time:
2011-06-02 16:20:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner One East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-01 41,617 $20.01 2,790,000 No 4 M Indirect #1
Common Stock Disposition 2011-06-01 41,617 $35.39 2,748,383 No 4 S Indirect #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect #1
No 4 S Indirect #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Exercise Disposition 2011-06-01 41,617 $0.00 41,617 $20.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,859 Indirect #2
Common Stock 1,468,500 Indirect #12
Common Stock 176,166 Indirect #21
Common Stock 113,091 Indirect #22
Common Stock 146,659 Indirect #25
Common Stock 1,850,924 Indirect #26
Common Stock 77,671 Indirect #27
Footnotes
  1. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. (c3)
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.30 to $35.49, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Indirect #2: Martha S. Lindner, (or her Successor) o the Martha S. Lindner Family Trust DTD 8/30/02 as amended. (c3)
  4. Indirect #12: CHL Investments, LLC (c3)
  5. Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. (c3)
  6. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. (c3)
  7. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
  8. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
  9. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
  10. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.