Filing Details
- Accession Number:
- 0000796505-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-02 15:30:51
- Reporting Period:
- 2011-05-31
- Filing Date:
- 2011-06-02
- Accepted Time:
- 2011-06-02 15:30:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796505 | Clearfield Inc. | CLFD | Telephone & Telegraph Apparatus (3661) | 411347235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257956 | G Ronald Roth | 5480 Nathan Lane N Suite 120 Plymouth MN 55442 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-31 | 100 | $6.67 | 910,505 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 400 | $6.68 | 910,905 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 2,500 | $6.71 | 913,405 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 100 | $6.72 | 913,505 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 600 | $6.73 | 914,105 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 125 | $6.75 | 914,230 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 4,200 | $6.76 | 918,430 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 1,975 | $6.77 | 920,405 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-05-31 | 5,000 | $1.28 | 925,405 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-31 | 5,000 | $0.00 | 5,000 | $1.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-08-18 | 2011-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 156,760 | Indirect | Shares held by spouse |
Billionaire Hedge Funds
