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Filing Details

Accession Number:: 0001225208-22-005338
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-04-04 09:54:11
Reporting Period:: 2022-03-31

Accepted Time:: 2022-04-04 09:54:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238892	Thomas Norman Linebarger	500 Jackson Street Columbus IN 47201	Chairman & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common	Acquisiton	2022-03-31	37,510	$120.28	160,108	No	4	M	Direct
Common	Disposition	2022-03-31	565	$209.40	159,543	No	4	S	Direct
Common	Disposition	2022-03-31	7,796	$208.53	151,747	No	4	S	Direct
Common	Disposition	2022-03-31	8,779	$206.53	142,968	No	4	S	Direct
Common	Disposition	2022-03-31	8,849	$205.50	134,119	No	4	S	Direct
Common	Disposition	2022-03-31	11,521	$207.65	122,598	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2022-03-31	37,510	$0.00	37,510	$120.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-04-02	2022-04-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	8,787	Indirect	By 401(k) Plan
Common	16,832	Indirect	By Child #1
Common	16,832	Indirect	By Child #2
Common	240	Indirect	By Spouse
Common	24,935	Indirect	GRAT #4

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	131,920	131,920	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	60,100	60,100	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	60,780	60,780	Direct
Common	Stock Option (Right-to-Buy)	$142.12	2023-04-06	2030-04-06	95,920	95,920	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	44,890	44,890	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	85,050	85,050	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	61,700	61,700	Direct
Common	Stock Option (Right-to-Buy)	$163.43	2022-04-04	2029-04-04	98,670	98,670	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-04-04	131,920	131,920	Direct
2023-04-02	60,100	60,100	Direct
2025-04-02	60,780	60,780	Direct
2030-04-06	95,920	95,920	Direct
2024-04-02	44,890	44,890	Direct
2027-04-03	85,050	85,050	Direct
2028-04-03	61,700	61,700	Direct
2029-04-04	98,670	98,670	Direct

Footnotes

Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $209.20 - $209.48. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $208.15 - $209.01. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.03 - $207.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.01 - $205.89. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.15 - $208.14. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.