Home > Insider Trading > Filing (0001225208-22-005337)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1651631	Jennifer Rumsey	500 Jackson Street Columbus IN 47201	President & Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2021-03-09	4,497	$0.00	176	No	5	G	Direct
Common	Disposition	2021-04-28	176	$0.00	0	No	5	G	Direct
Common	Acquisiton	2022-03-31	590	$120.28	2,472	No	4	M	Direct
Common	Disposition	2022-03-31	420	$208.41	2,052	No	4	S	Direct
Common	Acquisiton	2021-03-09	4,497	$0.00	9,145	No	5	G	Indirect	By Trust
Common	Acquisiton	2021-04-28	176	$0.00	9,321	No	5	G	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	By Trust
No	5	G	Indirect	By Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right-to-Buy)	Disposition	2022-03-31	590	$0.00	590	$120.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-04-02	2022-04-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	1,385	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	11,640	11,640	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	1,430	1,430	Direct
Common	Stock Option (Right-to-Buy)	$128.05	2018-08-15	2025-08-15	1,340	1,340	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	2,680	2,680	Direct
Common	Stock Option (Right-to-Buy)	$142.12	2023-04-06	2030-04-06	13,320	13,320	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	1,070	1,070	Direct
Common	Stock Option (Right-to-Buy)	$149.72	2020-04-03	2027-04-03	8,760	8,760	Direct
Common	Stock Option (Right-to-Buy)	$154.35	2017-07-01	2024-07-01	350	350	Direct
Common	Stock Option (Right-to-Buy)	$160.10	2021-04-03	2028-04-03	6,950	6,950	Direct
Common	Stock Option (Right-to-Buy)	$163.43	2022-04-04	2029-04-04	12,330	12,330	Direct
Common	Stock Option (Right-to-Buy)	$166.18	2022-10-16	2029-10-16	1,235	1,235	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-04-04	11,640	11,640	Direct
2023-04-02	1,430	1,430	Direct
2025-08-15	1,340	1,340	Direct
2025-04-02	2,680	2,680	Direct
2030-04-06	13,320	13,320	Direct
2024-04-02	1,070	1,070	Direct
2027-04-03	8,760	8,760	Direct
2024-07-01	350	350	Direct
2028-04-03	6,950	6,950	Direct
2029-04-04	12,330	12,330	Direct
2029-10-16	1,235	1,235	Direct

Footnotes

Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.
Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.
Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.