Filing Details
- Accession Number:
- 0000939798-22-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-04-01 17:22:46
- Reporting Period:
- 2022-03-30
- Accepted Time:
- 2022-04-01 17:22:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162896 | Creek Road Miners Inc. | CRKR | Services-Computer Processing & Data Preparation (7374) | 980357690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312498 | D Scott Kaufman | C/O Creek Road Miners, Inc. 2700 Homestead Road, Suite 50 Park City UT 84098 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-03-31 | 7,000 | $2.71 | 1,202,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-03-31 | 11,000 | $2.63 | 1,202,523 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2022-03-30 | 6,249 | $0.00 | 357,085 | $0.00 |
| Common Stock | Convertible Debenture | Disposition | 2022-03-30 | 0 | $0.00 | 11,000 | $0.18 |
| Common Stock | Convertible Debenture | Disposition | 2022-03-31 | 0 | $0.00 | 7,000 | $0.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2021-09-30 | No | 4 | M | Direct | |
| 0 | 2019-12-19 | 2022-12-31 | No | 4 | C | Indirect |
| 0 | 2019-12-19 | 2022-12-31 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | $0.00 | 2021-12-31 | 357,142 | 6,250 | Direct | |
| Common Stock | Options | $2.65 | 2021-12-01 | 2,625,000 | 2,625,000 | Direct | |
| Common Stock | Options | $0.25 | 2020-08-03 | 2025-08-03 | 37,500 | 37,500 | Direct |
| Common Stock | Convertible Debenture | $0.18 | 2019-12-19 | 2022-12-31 | 14,267,714 | 0 | Indirect |
| Common Stock | Warrant | $0.18 | 2019-12-19 | 2024-12-01 | 4,285,174 | 4,285,174 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 357,142 | 6,250 | Direct | |
| 2,625,000 | 2,625,000 | Direct | |
| 2025-08-03 | 37,500 | 37,500 | Direct |
| 2022-12-31 | 14,267,714 | 0 | Indirect |
| 2024-12-01 | 4,285,174 | 4,285,174 | Indirect |
Footnotes
- Each share of Series A Preferred Stock (the "Preferred Stock") is convertible into a number of shares of common stock determined by dividing the stated value of each share of Preferred Stock (currently $10) by the conversion price then in effect (currently $0.175). The Preferred Stock does not expire.
- The dollar face amount of the Debenture is convertible into shares of common stock at the conversion price then in effect (currently $0.175).
- Securities held by Barlock 2019 Fund, LP, an entity over which Scott Kaufman has managerial control.
- Options granted pursuant to incentive and award plans. 25% of the options vest when the common share VWAP computed over 30 trading days reaches $2.50, $3.00, $3.50 and $4.00.
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