Filing Details
- Accession Number:
- 0000921895-22-001035
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-03-31 20:43:22
- Reporting Period:
- 2020-04-06
- Accepted Time:
- 2022-03-31 20:43:22
- Original Submission Date:
- 2020-04-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1452857 | Steel Partners Holdings L.p. | SPLP | Miscellaneous Primary Metal Products (3390) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598482 | A. Gordon Walker | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units No Par Value | Acquisiton | 2020-04-06 | 3,285 | $5.08 | 15,145 | No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
| Common Units No Par Value | Acquisiton | 2020-04-07 | 4,802 | $5.18 | 19,947 | No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
| Common Units No Par Value | Acquisiton | 2020-04-08 | 53 | $5.32 | 20,000 | No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
| No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
| No | 4 | P | Indirect | By Gordon A Walker Jr Revocable Trust |
Footnotes
- The Form 4 filed on April 8, 2020 inadvertently reported that the Common Units were purchased directly by the Reporting Person. Such Common Units were purchased by a family trust of which the Reporting Person is a trustee and are therefore beneficially owned indirectly by the Reporting Person.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.01 to $5.20, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $5.00 to $5.40, excluding commissions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
