Filing Details
- Accession Number:
- 0000895345-22-000386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-31 19:41:20
- Reporting Period:
- 2022-03-29
- Accepted Time:
- 2022-03-31 19:41:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771194 | William Hult | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-03-29 | 100 | $20.59 | 213,726 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2022-03-29 | 100 | $91.00 | 213,626 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-29 | 100 | $0.00 | 100 | $20.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 452,800 | 2028-10-26 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021.
- This amount includes (i) 14,364 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 86,184 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 16,563 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 49,688 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 25,963 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
- This option is fully vested and exercisable as of the date hereof.
Billionaire Hedge Funds
