Filing Details
- Accession Number:
- 0001816590-22-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-31 14:38:01
- Reporting Period:
- 2022-02-01
- Accepted Time:
- 2022-03-31 14:38:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1816590 | Compass Pathways Plc | CMPS | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1898326 | Ekaterina Malievskaia | Compass Pathways Plc 33 Broadwick Street London X0 W1F 0DQ | Chief Innovation Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2022-02-01 | 13,000 | $0.00 | 4,274,569 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2022-03-29 | 6,372 | $12.48 | 4,268,197 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2022-02-01 | 29,000 | $0.00 | 4,290,573 | No | 4 | A | Indirect | By: Spouse |
Ordinary Shares | Disposition | 2022-03-29 | 6,372 | $12.48 | 4,284,201 | No | 4 | S | Indirect | By: Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Indirect | By: Spouse |
No | 4 | S | Indirect | By: Spouse |
Footnotes
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting.
- Shares were sold to satisfy payment of a tax liability upon RSUs vesting.
- Securities held by George Goldsmith, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.