Filing Details
- Accession Number:
- 0001493152-22-008239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-31 06:12:13
- Reporting Period:
- 2018-09-20
- Accepted Time:
- 2022-03-31 06:12:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559998 | Gaucho Group Holdings Inc. | VINO | Land Subdividers & Developers (No Cemeteries) (6552) | 522158952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1818958 | Reuben Cannon | 280 S. Beverly Drive #208 Beverly Hills, CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-19 | 3,333 | $6.00 | 3,333 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-03-28 | 5,083 | $2.02 | 8,416 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2021-02-19 | 3,333 | $6.00 | 3,333 | $6.00 |
Common Stock | Stock Option | Acquisiton | 2018-09-20 | 1,000 | $8.09 | 1,000 | $8.09 |
Common Stock | Warrants | Disposition | 2021-09-30 | 1,960 | $0.00 | 1,960 | $5.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,333 | 2021-02-19 | 2022-08-19 | No | 4 | P | Direct |
1,000 | 2023-09-20 | No | 4 | A | Direct | |
0 | 2020-09-30 | 2021-09-30 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,960 | Indirect | Seefootnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $9.08 | 2025-09-28 | 6,667 | 6,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-09-28 | 6,667 | 6,667 | Direct |
Footnotes
- Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
- Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
- Held by Reuben Cannon Productions, controlled by Mr. Cannon.
- Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
- Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
- Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.