Filing Details

Accession Number:
0001493152-22-008239
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-31 06:12:13
Reporting Period:
2018-09-20
Accepted Time:
2022-03-31 06:12:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559998 Gaucho Group Holdings Inc. VINO Land Subdividers & Developers (No Cemeteries) (6552) 522158952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1818958 Reuben Cannon 280 S. Beverly Drive #208
Beverly Hills, CA 90212
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-19 3,333 $6.00 3,333 No 4 P Direct
Common Stock Acquisiton 2022-03-28 5,083 $2.02 8,416 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2021-02-19 3,333 $6.00 3,333 $6.00
Common Stock Stock Option Acquisiton 2018-09-20 1,000 $8.09 1,000 $8.09
Common Stock Warrants Disposition 2021-09-30 1,960 $0.00 1,960 $5.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333 2021-02-19 2022-08-19 No 4 P Direct
1,000 2023-09-20 No 4 A Direct
0 2020-09-30 2021-09-30 No 4 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,960 Indirect Seefootnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $9.08 2025-09-28 6,667 6,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-09-28 6,667 6,667 Direct
Footnotes
  1. Purchased pursuant to a public offering of Units at a price of $6.00 per Unit, with each Unit consisting of one share of common stock and one common stock purchase warrant; each warrant has an exercise price equal to 100% of the offering price.
  2. Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
  3. Held by Reuben Cannon Productions, controlled by Mr. Cannon.
  4. Inadvertently omitted from prior Form 3 and Forms 4. Options granted pursuant to 2018 Equity Incentive Plan; options to acquire 250 shares vest on 9/20/19; options to acquire 63 shares vest on 12/20/19; thereafter options to acquire 62 shares vest every three months.
  5. Expiration of warrants with no consideration received held by Reuben Cannon Productions, controlled by Mr. Cannon.
  6. Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.