Filing Details

Accession Number:
0001104659-22-040397
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-30 21:32:31
Reporting Period:
2021-09-13
Accepted Time:
2022-03-30 21:32:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585608 Jaguar Health Inc. JAGX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1785794 R. Carol Lizak C/O Jaguar Health, Inc.
200 Pine Street, Suite 400
San Francisco CA 94104
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-09-13 7,968 $2.51 7,968 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted stock units Acquisiton 2022-03-28 97,025 $0.00 97,025 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,025 No 4 A Direct
Footnotes
  1. Securities held directly by the Peter & Carol Lizak Revocable Trust. Ms. Lizak, by virtue of her position as a co-trustee and beneficiary of such trust and her sharing of voting and investment control over the securities held by the trust with her spouse, may be deemed to beneficially own the securities held by the Peter & Carol Lizak Trust for purposes of Section 16.
  2. Granted pursuant to the issuer's 2014 Stock Incentive Plan.
  3. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  4. The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
  5. The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.