Filing Details
- Accession Number:
- 0001104659-22-040397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-30 21:32:31
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2022-03-30 21:32:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1585608 | Jaguar Health Inc. | JAGX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1785794 | R. Carol Lizak | C/O Jaguar Health, Inc. 200 Pine Street, Suite 400 San Francisco CA 94104 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-13 | 7,968 | $2.51 | 7,968 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted stock units | Acquisiton | 2022-03-28 | 97,025 | $0.00 | 97,025 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,025 | No | 4 | A | Direct |
Footnotes
- Securities held directly by the Peter & Carol Lizak Revocable Trust. Ms. Lizak, by virtue of her position as a co-trustee and beneficiary of such trust and her sharing of voting and investment control over the securities held by the trust with her spouse, may be deemed to beneficially own the securities held by the Peter & Carol Lizak Trust for purposes of Section 16.
- Granted pursuant to the issuer's 2014 Stock Incentive Plan.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
- The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.