Filing Details
- Accession Number:
- 0001104659-22-040391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-30 21:26:54
- Reporting Period:
- 2021-09-13
- Accepted Time:
- 2022-03-30 21:26:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1585608 | Jaguar Health Inc. | JAGX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008377 | A Lisa Conte | C/O Jaguar Health, Inc. 200 Pine Street, Suite 400 San Francisco CA 94104 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-09-13 | 7,968 | $2.51 | 8,003 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted stock units | Acquisiton | 2022-03-28 | 606,280 | $0.00 | 606,280 | $0.00 |
Common Stock | Restricted stock units | Acquisiton | 2022-03-28 | 25,000 | $0.00 | 25,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
606,280 | No | 4 | A | Direct | ||
25,000 | No | 4 | A | Direct |
Footnotes
- On September 8, 2021, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its voting common stock (the "Reverse Stock Split). Upon effectiveness of the Reverse Stock Split, every 3 shares of voting common stock was automatically converted into one share of voting common stock.
- Granted pursuant to the issuer's 2014 Stock Incentive Plan.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- The restricted stock unit grants were approved by the issuer's board of directors on March 28, 2022.
- The restricted stock units vest in three equal annual installments beginning on May 17, 2023. Vested shares will be delivered to the reporting person on the vesting date provided in the grant notice.
- The restricted stock units vest upon (i) successful completion of the pivotal trial of crofelemer (Mytesi) for cancer-therapy related diarrhea and (ii) successful completion of the investigator-initiated trials in support of the proof-of-concept requirement for early access program for patient access in Europe.