Filing Details
- Accession Number:
- 0001271163-22-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-30 20:04:48
- Reporting Period:
- 2022-03-28
- Accepted Time:
- 2022-03-30 20:04:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series E Cumulative Preferred Shares | Acquisiton | 2022-03-28 | 300,000 | $10.00 | 300,000 | No | 4 | P | Direct | |
Series E Cumulative Preferred Shares | Acquisiton | 2022-03-28 | 300,000 | $10.00 | 300,000 | No | 4 | P | Indirect | GAMCO Investors, Inc. |
Series E Cumulative Preferred Shares | Acquisiton | 2022-03-28 | 200,000 | $10.00 | 200,000 | No | 4 | P | Indirect | E3M 2018, LLC |
Series E Cumulative Preferred Shares | Acquisiton | 2022-03-28 | 240,000 | $10.00 | 240,000 | No | 4 | P | Indirect | Associated Capital Group, Inc. |
Series E Cumulative Preferred Shares | Acquisiton | 2022-03-28 | 200,000 | $10.00 | 200,000 | No | 4 | P | Indirect | GGCP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | GAMCO Investors, Inc. |
No | 4 | P | Indirect | E3M 2018, LLC |
No | 4 | P | Indirect | Associated Capital Group, Inc. |
No | 4 | P | Indirect | GGCP, Inc. |
Footnotes
- The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares being reported are held at E3M 2018, LLC, in which Mr. Gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (AC). Mario J. Gabelli is the Executive Chairman and controlling shareholder of AC. Mr. Gabelli has less than a 100% interest in AC and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.