Filing Details
- Accession Number:
- 0001562180-22-002991
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-03-29 21:24:03
- Reporting Period:
- 2022-02-10
- Accepted Time:
- 2022-03-29 21:24:03
- Original Submission Date:
- 2022-02-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568100 | Pagerduty Inc. | PD | Services-Prepackaged Software (7372) | 272793871 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1773239 | Howard Wilson | C/O Pagerduty, Inc. 600 Townsend St., Suite 200 San Francisco CA 94103 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-02-10 | 15,000 | $2.00 | 350,053 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-02-10 | 2,100 | $32.98 | 347,953 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-02-10 | 14,900 | $34.04 | 333,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-02-10 | 6,164 | $34.73 | 326,889 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-02-10 | 15,000 | $0.00 | 15,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
231,164 | 2026-12-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50 | Indirect | by spouse |
Footnotes
- A portion of these shares represent restricted stock units.
- The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.43 to $33.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.485 to $34.475 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $35.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.
- This Form 4/A is being filed to report the correct number of derivative securities beneficially owned following the transaction previously reported on the Form 4 filed on February 14, 2022. The number inadvertently reported was 269,164.