Filing Details
- Accession Number:
- 0001209191-22-021548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-29 20:59:36
- Reporting Period:
- 2022-03-25
- Accepted Time:
- 2022-03-29 20:59:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493566 | Otonomy Inc. | OTIC | Pharmaceutical Preparations (2834) | 262590070 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1616147 | Allen David Weber | C/O Otonomy, Inc. 4796 Executive Drive San Diego CA 92121 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-03-25 | 8,026 | $2.39 | 388,742 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-03-28 | 11,243 | $2.41 | 377,499 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,876 | Indirect | See footnote |
Footnotes
- Shares were sold to cover tax obligations in connection with the vesting of Restricted Stock Units.
- This sale price represents the weighted average sale price of the shares sold ranging from $2.34 to $2.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $2.36 to $2.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The shares are held by The Weber Trust Dated March 9, 2005 for which the Reporting Person serves as trustee.