Filing Details

Accession Number:
0001209191-22-021546
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-29 20:54:35
Reporting Period:
2022-03-25
Accepted Time:
2022-03-29 20:54:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493566 Otonomy Inc. OTIC Pharmaceutical Preparations (2834) 262590070
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1857476 Charles Alan Foster C/O Otonomy, Inc.
4796 Executive Drive
San Diego CA 92121
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-03-25 1,827 $2.39 179,576 No 4 S Direct
Common Stock Disposition 2022-03-28 2,559 $2.41 177,017 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares were sold to cover tax obligations in connection with the vesting of Restricted Stock Units.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $2.34 to $2.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. This sale price represents the weighted average sale price of the shares sold ranging from $2.36 to $2.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Holder will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.