Filing Details

Accession Number:
0001016281-22-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-29 17:20:43
Reporting Period:
2022-03-25
Accepted Time:
2022-03-29 17:20:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1696620 Adeola Olaniyan 3040 Post Oak Blvd.
Suite 300
Houston TX 77056
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-25 3,540 $26.54 10,045 No 4 M Direct
Common Stock Disposition 2022-03-25 1,720 $54.61 8,325 No 4 F Direct
Common Stock Disposition 2022-03-25 595 $54.66 7,730 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2022-03-25 3,540 $0.00 3,540 $26.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,360 2027-03-21 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Award $0.00 2024-12-31 20,688 20,688 Direct
Common Stock Stock Options $34.79 2031-02-17 12,000 12,000 Direct
Common Stock Stock Options $49.48 2032-02-23 4,000 4,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-12-31 20,688 20,688 Direct
2031-02-17 12,000 12,000 Direct
2032-02-23 4,000 4,000 Direct
Footnotes
  1. Represents shares withheld on 3/25/2022 to cover the option price associated with the exercise of stock options granted on 3/21/2017.
  2. Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments over five years. 3,540 options were exercised on 3/25/2022. These stock options expire on 3/21/2027.
  3. Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
  4. Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vest in equal increments over five years. These options expire on 2/17/2031.
  5. Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan that will vest in equal increments each year over the next five years. These options expire on 2/23/2032.