Filing Details
- Accession Number:
- 0001567619-22-007664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-03-29 16:52:15
- Reporting Period:
- 2022-03-01
- Accepted Time:
- 2022-03-29 16:52:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1677513 | Dale Broadrick | 3003 Brick Church Pike Nashville TN 37207 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-01 | 2,270 | $5.55 | 201,984 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-03-02 | 47,840 | $5.61 | 249,824 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-03-03 | 47,648 | $5.47 | 297,472 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-03-04 | 3,800 | $5.51 | 301,272 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2022-03-07 | 24,392 | $4.43 | 175,853 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-03-08 | 8,125 | $4.00 | 183,978 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-03-09 | 11,875 | $4.00 | 195,853 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2022-03-21 | 10,000 | $4.35 | 205,853 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-02-19 | 2024-02-19 | 125 | 125 | Direct |
Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-02-19 | 2024-02-19 | 125 | 125 | Direct |
Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-05-07 | 2024-05-07 | 138 | 138 | Direct |
Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-05-07 | 2024-05-07 | 138 | 138 | Direct |
Common Stock | Warrant to acquire Common Stock | $120.00 | 2019-10-16 | 2024-10-16 | 833 | 833 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-19 | 125 | 125 | Direct |
2024-02-19 | 125 | 125 | Direct |
2024-05-07 | 138 | 138 | Direct |
2024-05-07 | 138 | 138 | Direct |
2024-10-16 | 833 | 833 | Direct |
Footnotes
- Owned by Fleetco, Inc. of which reporting person is sole shareholder.
- This transaction was executed in multiple trades at prices ranging from $5.56 to $5.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.