Filing Details

Accession Number:
0001209191-22-021343
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-03-28 17:40:43
Reporting Period:
2022-03-24
Accepted Time:
2022-03-28 17:40:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441693 Marrone Bio Innovations Inc MBII Agricultural Chemicals (2870) 205137161
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582885 G Pamela Marrone C/O Marrone Bio Innovations, Inc.
7780-420 Brier Creek Parkway
Raleigh NC 27617-7882
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-24 20,000 $0.80 2,243,363 No 4 M Direct
Common Stock Disposition 2022-03-24 22,728 $1.11 2,220,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2022-03-24 20,000 $0.00 20,000 $0.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,320 2026-08-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,442 Indirect See Footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.10 to $1.13, inclusive. The reporting person undertakes to provide to Marrone Bio Innovations, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Ownership is held by Florence H. Marrone TOD Pamela G. Marrone.
  4. The options vested with respect to 25% of the total shares subject to the option on the first anniversary of the vesting commencement date of August 11, 2016, and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months.