Filing Details

Accession Number:
0000899243-22-012324
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2022-03-25 16:35:12
Reporting Period:
2022-03-18
Accepted Time:
2022-03-25 16:35:12
Original Submission Date:
2022-03-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1431959 Meta Materials Inc. MMAT Semiconductors & Related Devices (3674) 743237581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1869154 Jonathan Waldern C/0 Meta Materials Inc.
1 Research Drive
Dartmouth A5 B2Y 4M9
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-18 171,432 $0.27 171,432 No 4 M Direct
Common Stock Disposition 2022-03-22 171,432 $1.85 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2022-03-18 171,432 $0.27 1,585,737 $0.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,414,305 2030-12-14 No 4 M Direct
Footnotes
  1. Represents the weighted average shares price of an aggregate total of 171,432 shares sold in multiple transactions in the price range of $1.83to $1.88, inclusive, by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. Subject to the reporting person continuing to provide services to the company through each vesting event, the shares subject to the option shall vest in equal monthly installments over 48 months from the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date is December 14, 2020. The vesting schedule for this option was inadvertently previously disclosed as vesting 25% on the one year anniversary of the vesting commencement date, and in equal monthly installments over the next 36 months thereafter.