Filing Details
- Accession Number:
- 0000899243-22-012324
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2022-03-25 16:35:12
- Reporting Period:
- 2022-03-18
- Accepted Time:
- 2022-03-25 16:35:12
- Original Submission Date:
- 2022-03-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1431959 | Meta Materials Inc. | MMAT | Semiconductors & Related Devices (3674) | 743237581 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1869154 | Jonathan Waldern | C/0 Meta Materials Inc. 1 Research Drive Dartmouth A5 B2Y 4M9 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-03-18 | 171,432 | $0.27 | 171,432 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-03-22 | 171,432 | $1.85 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2022-03-18 | 171,432 | $0.27 | 1,585,737 | $0.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,414,305 | 2030-12-14 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average shares price of an aggregate total of 171,432 shares sold in multiple transactions in the price range of $1.83to $1.88, inclusive, by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Subject to the reporting person continuing to provide services to the company through each vesting event, the shares subject to the option shall vest in equal monthly installments over 48 months from the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date is December 14, 2020. The vesting schedule for this option was inadvertently previously disclosed as vesting 25% on the one year anniversary of the vesting commencement date, and in equal monthly installments over the next 36 months thereafter.